Arturo Angulo Sibaja Gross brain morphology of the Loricariinae (Siluriformes: Loricariidae): Comparative anatomy, ecological implications and phylogenetic analysis São José do Rio Preto 2019 Câmpus de São José do Rio Preto Arturo Angulo Sibaja Gross brain morphology of the Loricariinae (Siluriformes: Loricariidae): comparative anatomy, ecological implications and phylogenetic analysis Tese apresentada como parte dos requisitos para obtenção do título de Doutor em Biologia Animal, junto ao Programa de Pós-Graduação em Biologia Animal, do Instituto de Biociências, Letras e Ciências Exatas da Universidade Estadual Paulista “Júlio de Mesquita Filho”, Câmpus de São José do Rio Preto. Financiadora: PAEC OEA-GCUB / MICITT – PED-017-2015-1 Orientador: Prof. Dr. Francisco Langeani Neto São José do Rio Preto 2019 A594g Angulo, Arturo Gross brain morphology of the Loricariinae (Siluriformes: Loricariidae): Comparative anatomy, ecological implications and phylogenetic analysis / Arturo Angulo. -- São José do Rio Preto, 2019 227 f. : il., tabs., fotos + 1 CD-ROM Tese (doutorado) - Universidade Estadual Paulista (Unesp), Instituto de Biociências Letras e Ciências Exatas, São José do Rio Preto Orientador: Francisco Langeani 1. Zoologia. 2. Ecologia. 3. Peixes de água doce. 4. Cascudo (Peixe). 5. Cérebro. I. Título. Sistema de geração automática de fichas catalográficas da Unesp. Biblioteca do Instituto de Biociências Letras e Ciências Exatas, São José do Rio Preto. Dados fornecidos pelo autor(a). Essa ficha não pode ser modificada. Arturo Angulo Sibaja Gross brain morphology of the Loricariinae (Siluriformes: Loricariidae): comparative anatomy, ecological implications and phylogenetic analysis Tese apresentada como parte dos requisitos para obtenção do título de Doutor em Biologia Animal, junto ao Programa de Pós-Graduação em Biologia Animal, do Instituto de Biociências, Letras e Ciências Exatas da Universidade Estadual Paulista “Júlio de Mesquita Filho”, Câmpus de São José do Rio Preto. Financiadora: PAEC OEA-GCUB / MICITT – PED-017-2015-1 Comissão Examinadora Prof. Dr. Francisco Langeani Neto UNESP – Câmpus de São José do Rio Preto Orientador Prof. Dr. Fabio Müller Pupo USP – Museu de Zoologia, Coleção de Peixes Prof. Dr. Oscar Akio Shibatta UEL – Departamento de Biologia Animal e Vegetal Prof. Dr. Raphaël Covain Muséum d’Histoire Naturelle, Genève Prof. Dr. Vitor Abrahão USP – Museu de Zoologia, Coleção de Peixes Profª. Drª. Lúcia Rapp Py-Daniel INPA – Coleção de Peixes São José do Rio Preto 12 de Fevereiro 2019 ACKNOWLEDGEMENTS To my family, friends, colleagues and teachers (in Brazil and Costa Rica), who supported me and provided me all the necessary tools to successfully complete this academic phase of my life. To Carolina Méndez for her constant support, patience and love in the distance. To Mark Sabaj, Mariangeles Arce (ANSP), Jonathan Armbruster, Dave Werneke (AUM), Armando Ortega (IMCN), Lucia Rapp Py-Daniel (INPA-ICT), Claudio de Oliveira (LBP), Carlos Lucena, Alejandro Londoño (MCP), Raphael Covain (MHNG), Hernan Ortega (MUSM), Aléssio Datovo, Osvaldo Oyakawa (MZUSP), Carla Pavaneli, Sandra Regina (NUP), Flávio Bockmann, Hertz Santos (LIRP), Myrna López, Ana Ramírez (UCR), Luiz Malabarba, Juliana Wingert (UFRGS), Mónica Rodriguez (UFV), Jeff Williams (USNM), Francisco Severo, Fernando Carvalho (ZUFMS) and Marcelo Loureiro (ZVCP) for the loan/donation of specimens for dissection. To the authorities and the administrative staff of the IMCN, MZUSP, LIRP, UCR and DZSJRP (IBILCE – UNESP) for the assistance provided and for the use of facilities during my work and visits to the respective collections. To the Costa Rican Ministerio de Ciencia, Tecnología y Telecomunicaciones (MICITT; PED-017-2015-1) and the Partnerships Program for Education and Training of the Organization of American States in conjunction with the Grupo Coimbra de Universidades Brasileiras (PAEC OEA-GCUB, 2014) for financial support. To Danilo de Oliveira for reviewing and correcting the format of the references. RESUMO A família Loricariidae é a mais diversa dentro do ordem Siluriformes, contendo cerca de 980 espécies válidas. Os membros da família são facilmente reconhecidos por possuírem corpos cobertos por placas dérmicas ossificadas, dentes tegumentares abundantes e um disco oral ventral que facilita a fixação á superfície e a alimentação. A subfamília Loricariinae é a segunda mais diversa dentro de Loricariidae, contendo 31 gêneros e cerca de 243 espécies válidas. Os membros da subfamília são facilmente reconhecidos por ter um pedúnculo caudal alongado e deprimido e por a falta de uma nadadeira adiposa. As espécies de Loricariinae estão amplamente distribuídas pelas principais drenagens da maioria dos rios da América Central e do Sul, sendo geralmente encontradas próximas ao substrato e apresentando uma extraordinária diversidade morfológica e funcional. Tradicionalmente, a maioria dos estudos morfológicos e ecomorfológicos em membros da subfamília e a família, seja sob uma abordagem descritiva/comparativa e/ou cladística, focalizou o uso de caracteres osteológicos. Este estudo descreve e compara a morfologia cerebral superficial dos membros da subfamília e família e explora seu significado ou valor ecológico e filogenético. Mais de 300 espécimes [incluindo representantes de quase todos os gêneros válidos de Loricariinae, bem como de outras sete subfamílias de Loricariidae (Delturinae, Hypoptopomatinae, Hypostominae, Lithogeninae, Neoplecostominae, “Otothyrinae” e Rhinelepinae)] e 89 caracteres foram examinados. Os resultados obtidos sugerem que o tamanho, volume e forma relativa das diferentes estruturas cerebrais examinadas varia principalmente com o comportamento alimentar e o ambiente preferido. Além disso, quando analisados e avaliados em conjunto com hipóteses de relacionamento filogenético, estes resultados podem ser considerados como evidência empírica apoiando o fato de que a diversidade cerebral nos membros atuais da subfamília e a família pode ser o resultado tanto do conservadorismo de nicho filogenético quanto da radiação adaptativa repetida. Finalmente, este trabalho fornece dados adicionais a serem considerados na árvore evolutiva da subfamília e a família, destacando a necessidade de mais estudos integrando informações de diferentes sistemas anatômicos em um contexto filogenético. Além disso, este trabalho representa uma base para futuras investigações sobre as relações entre a anatomia do cérebro e a ecologia dos membros da subfamília, família e ordem em um contexto filogenético. Palavras-chave: Cascudos. Ecomorfologia. Filogenia. Neuroanatomia. Ontogenia. ABSTRACT The family Loricariidae is the most species-rich within the Siluriformes, containing about 980 valid species. Members of the family are easily recognized by having bodies covered by ossified dermal plates, abundant integumentary teeth and a ventral oral disk that facilitates surface attachment and feeding. The subfamily Loricariinae is the second most species rich within the Loricariidae containing 31 genera and about 243 valid species. Members of the subfamily are easily recognized by having an elongate and depressed caudal peduncle and by lacking of adipose fin. Species of the Loricariinae are widely distributed throughout the Central and South American major river drainages, being usually found near the substrate and showing an extraordinary morphological and functional diversity. Traditionally, most of the morphological, and ecomorphological, studies on members of the subfamily and the family, either under a descriptive/comparative and/or cladistic approach, have focused on the use of osteological characters. This study describes and compares the gross brain morphology of the members of the subfamily and the family and explores their ecological and phylogenetic significance. More than 300 specimens [including representatives of almost all valid genera of the Loricariinae, as well as of other seven subfamilies of the Loricariidae (Delturinae, Hypoptopomatinae, Hypostominae, Lithogeninae, Neoplecostominae, “Otothyrinae” and Rhinelepinae)] and 89 characters were examined. The results obtained suggest that the relative size, volume and shape of the different brain structures examined varies mostly with feeding behaviour and preferred environment. Furthermore, when analyzed and evaluated in conjunction with hypotheses of phylogenetic relationships, these results can be considered as empirical evidence supporting the fact that brain diversity in current members of the subfamily, and the family in general terms, could be the result of both phylogenetic niche conservatism and repeated adaptive radiation. Finally, this work provides considerable additional data to the evolutionary tree of the subfamily and the family, highlighting the needing of further studies integrating information from different anatomical systems in a phylogenetic context. Moreover, this work could be a basis for further investigations on the relationships between brain anatomy and the ecology of members of the subfamily, family and order in a phylogenetic frame. Keywords: Ecomorphology. Neuroanatomy. Ontogeny. Phylogeny. Suckermouth armoured catfishes. LIST OF TABLES, FIGURES AND ILLUSTRATIONS Table 1. Body length (SL), mass (We) and brain measurements (28) of examined specimens of Rineloricaria heteroptera (n=42); absolute values and percentages of total brain length, head length or total brain volume, as appropriate. Morphometric measurements (-L=length; -W=width, -H=height), numbered from 1 to 28, are expressed in mm, volumes (“-V”s) are expressed in mm3 and masses (“-We”s) are expressed in mg. Linear measurements refer only to the left lobe or counterpart for those bilateral structures; volumes for these bilateral structures were doubled, assuming brain symmetry ………………………………………………………...…… 27 Table 2. Results of the ANCOVAs evaluating the effect of the body length (SL) and the body mass (BW), as the covariates, and the sex, the developmental stage and the interaction between them (i.e. sex*developmental stage), as the factors, on the scaling of the overall brain length (T-L) and brain mass (T-W) in Rineloricaria heteroptera. Significant p values are denoted with an asterisk (*) …………… 42 Table 3. Slopes or "allometric coeffients" (a) and intercepts or "allometric components" (b), with their respectives ± standard error of mean (SEM) and 95% bootstrapped confidence intervals (CIV; N=1999), and correlation values (r2), with their respective associated "p" value, of the OLS linear regressions lines for the eigth major brain subdivisions volumes (vs. corrected total brain volumes) in Rineloricaria heteroptera .…………..…………………………………...……………………………. 42 Table 4. Results of the ANCOVAs evaluating the effect of the corrected total brain volume, as the covariate, and the sex, the developmental stage and the interaction between them (i.e. sex*developmental stage), as the factors, on the scaling of each brain subdivision volume in Rineloricaria heteroptera. Significant p values are denoted with an asterisk (*) ……………………..………………………………. 43 Table 5. Results for the first four components (PCs) of the PCA of the relative volume of eight brain subdivisions in Rineloricaria heteroptera …………..…. 44 Table 6. Results of the PERMANOVA test for statistical significance between groups of the Loricariidae, based on the PCoA using a total of 88 binary or multistate, non- ordered characters describing its gross brain morphology. Pairwise comparisons; F and Bonferroni-corrected p (Bp) values. Abbreviations: TG=Taxonomic group; De=Delturinae; Hp=Hypoptopomatinae; Hy=Hypostominae; LF=Loricariinae, Loricariini, Farlowellina; LH=Loricariinae, Harttiini; Li=Lithogeninae; LL=Loricariinae, Loricariini, Loricariina; Ne=Neoplecostominae; and Rh=Rhinelepinae. Bold numbers denotes a significant difference between groups ……………………………... 45 Figure 1. Rineloricaria heteroptera; Machado River basin, Madeira River drainage, Rondonia, Brazil; (A) entire specimen (DZSJRP 16730; 75.25 mm SL; female); dorsal (above), lateral (centre) and ventral (below) views; (B, C) ventral detail of head of sexually dimorphic male (B; DZSJRP 14771, 80.15 mm SL) and female (C; DZSJRP 17429, 81.11 mm SL); note the presence (in the male) of shorted, thickened an curved pectoral-fin spines and numerous small odontodes along the sides of the head and the pectoral-fin spines ........................................................................... 31 Figure 2. Topographic brain anatomy of Rineloricaria heteroptera (DZSJPR 014771), 114.42 mm SL; Machado River basin, Madeira River drainage, Rondonia, Brazil; (above) dorsal, (centre) lateral (left side) and (below) ventral views. Pointed lines indicate the anterior and posterior limits of the brain ........................................... 36 Figure 3. Intraspecific variation on the brain of Rineloricaria heteroptera; Machado River basin, Madeira River drainage, Rondonia, Brazil. (A, B, C) DZSJPR 016730, 38.75 mm SL; (D) dorsal, (E) lateral (left side) and (F) ventral views. (D, E, F) DZSJPR 014771, 54.31 mm SL; (D) dorsal, (E) lateral (left side) and (F) ventral views. (G, H, I) DZSJPR 014549, 97.29 mm SL; (G) dorsal, (H) lateral (left side) and (I) ventral views. Scale bar=2 mm ........................................................................... 39 Figure 4. Regression analysis (OLS) of the LOG brain size (length) on the LOG body size (length) in Rineloricaria heteroptera. Developmental stages are denoted with different color symbols (Green=early juveniles, i.e. <60.0 mm SL; Blue=late juveniles, i.e. 60.1–80.0 mm SL; and Red=adults, i.e. >80.0 mm SL); females are represented by closed symbols, males are represented by open symbols ................................ 41 Figure 5. Regression analysis (OLS) of the LOG brain mass on the LOG body mass in Rineloricaria heteroptera. Developmental stages are denoted with different color symbols (Green=early juveniles, Blue=late juveniles and Red=adults); females are represented by closed symbols, males are represented by open symbols .......... 47 Figure 6. Allometric scaling relationships (volume vs. volume OLS regression lines) for the eigth major brain subdivisions in Rineloricaria heteroptera. Developmental stages are denoted with different color symbols (Green=early juveniles, Blue=late juveniles and Red=adults); females are represented by closed symbols, males are represented by open symbols ................................................................................. 48 Figure 7. Scatterplot of the PCA (PC1 vs. PC2), representing the major changes in the composition of the brain along development in Rineloricaria heteroptera. Developmental stages are denoted with different color symbols (Green=early juveniles, i.e. <60.0 mm SL; Blue=late juveniles, i.e. 60.1–80.0 mm SL; and Red=adults, i.e. >80.0 mm SL); females are represented by closed symbols, males are represented by open symbols ........................................................................... 52 Figure 8. Topographic brain anatomy of a generalized member of the Loricariinae (Loricaria cataphracta, type species of the family; MZUSP 014106; 114.70 mm SL); (A) dorsal, (B) lateral (left side) and (C) ventral views. Pointed lines indicate the anterior and posterior limits of the brain. Scale bar=2 mm ................................ 69 Figure 9. Brain of selected species of the Loricariinae, dorsal view; (A) Farlowella oxyrryncha, DZSJRP 014920, female, 124.00 mm SL; (B) Fonchiiloricaria nanodon, MUSM 032153, male, 167.98 mm SL; (C) Harttia novalimensis, DZSJRP 001644, male, 102.53 mm SL; (D) Hemiodontichthys acipenserinus, INPA-ICT 032082, male, 92.34 mm SL; (E) Loricariichthys anus, DZSJRP 010987, female, 158.00 mm SL; (F) Ricola macrops, ZVCP 014035, male, 221.00 mm SL; (G) Rineloricaria cubataonis, DZSJRP 003269, female, 104.53 mm SL; (H) Sturisomatichthys leightoni, ANSP 084177, male, 118.26 mm SL. Scale bar=2 mm ..................................................... 70 Figure 10. Brain of selected species of the Loricariinae, lateral view; (A) Farlowella oxyrryncha, DZSJRP 014920, female, 124.00 mm SL; (B) Fonchiiloricaria nanodon, MUSM 032153, male, 167.98 mm SL; (C) Harttia novalimensis, DZSJRP 001644, male, 102.53 mm SL; (D) Hemiodontichthys acipenserinus, INPA-ICT 032082, male, 92.34 mm SL; (E) Loricariichthys anus, DZSJRP 010987, female, 158.00 mm SL; (F) Ricola macrops, ZVCP 014035, male, 221.00 mm SL; (G) Rineloricaria cubataonis, DZSJRP 003269, female, 104.53 mm SL; (H) Sturisomatichthys leightoni, ANSP 084177, male, 118.26 mm SL. Scale bar=2 mm ........................................... 74 Figure 11. Brain of selected species of the Loricariinae, ventral view; (A) Farlowella oxyrryncha, DZSJRP 014920, female, 124.00 mm SL; (B) Fonchiiloricaria nanodon, MUSM 032153, male, 167.98 mm SL; (C) Harttia novalimensis, DZSJRP 001644, male, 102.53 mm SL; (D) Hemiodontichthys acipenserinus, INPA-ICT 032082, male, 92.34 mm SL; (E) Loricariichthys anus, DZSJRP 010987, female, 158.00 mm SL; (F) Ricola macrops, ZVCP 014035, male, 221.00 mm SL; (G) Rineloricaria cubataonis, DZSJRP 003269, female, 104.53 mm SL; (H) Sturisomatichthys leightoni, ANSP 084177, male, 118.26 mm SL. Scale bar=2 mm ..................................................... 76 Figure 12. Empirical morphospace for members of the Loricariidae, based on the first three principal coordinates (PCos) of the PCoA using a total of 88 binary or multistate non-ordered characters describing its gross brain morphology. (A) PCo1 vs. PCo2 empirical morphospace; (B) PCo1 vs. PCo3 empirical morphospace; (C) Detail of the space occupied by members of the Loricariinae in the PCo1 vs. PCo2 empirical morphospace; (D) Detail of the space occupied by members of the Hypoptopomatinae sensu lato and the Neoplecostominae in the PCo1 vs. PCo2 empirical morphospace (see complete species names in Appendix 3). Yellow symbols represents members of the Delturinae (De); blue symbols represents members of the Hypoptopomatinae (Hp); orange symbols represents members of the Hypostominae (Hy); red symbols represents members of the Neoplecostominae (Ne); green symbols represents members of the Loricariinae [non-filled symbols represents members of the Harttiini (LH); the purple symbol represents the single representative of the Lithogeninae (Li); filled symbols represents members of the Loricariini (LF=Farlowellina, LL=Loricariina)]; the black symbol represents the single representative of the Rhinelepinae …………………………………………..…. 84 Figure 13. Strict consensus of ten maximally parsimonious trees (1154 steps; CI=0.10; RI=0.66), showing the interrelationships among members of the Loricariinae and Loricariidae (gross brain morphology); see part of the consensus tree (i.e., non- Loricariinae members of the Loricariidae) in Fig. 14. Numbers above branches indicate the number of the clade and those below the branches correspond to the Bremer support values (in those clades in which no number is indicated the Bremer support value was equal or greater than 15) …………………………………...… 110 Figure 14. Part of the strict consensus of ten maximally parsimonious trees (1154 steps; CI=0.10; RI=0.66), showing the interrelationships among members of the non- Loricariinae subfamilies of the Loricariidae (gross brain morphology); see the complete tree in Fig. 13. Numbers above branches indicate the number of the clade and those below the branches correspond to the Bremer support values (in those clades in which no number is indicated the Bremer support value was equal or greater than 15) ….........................................................................................… 112 Figure 15. Strict consensus of ten maximally parsimonious trees (1459 steps; CI=0.13; RI=0.71), showing the interrelationships among members of the Loricariidae (combined analysis); see part of the consensus tree (i.e., members of the Loricariinae) in Fig. 16. Numbers above branches indicate the number of the clade and those below the branches correspond to the Bremer support values (in those clades in which no number is indicated the Bremer support value was equal or greater than 15) …………………………………………………………………...… 116 Figure 16. Part of the strict consensus of ten maximally parsimonious trees (1459 steps; CI=0.13; RI=0.71), showing the interrelationships among members of the Loricariinae (combined analysis); see the complete tree in Fig. 15. Numbers above branches indicate the number of the clade and those below the branches correspond to the Bremer support values (in those clades in which no number is indicated the Bremer support value was equal or greater than 15) ……………………………... 118 Figure 17. Detail of the olfactory organs and olfactory bulbs of selected species of the Loricariidae, dorsal view. (A) Delturus brevis, NUP 015446, male, 137.66 mm SL; (B) Lamontichthys filamentosus, LBP 000162, male, 184.00 mm SL; (C) Loricariichthys anus, DZSJRP 010987; female, 158.00 mm SL; (D) Farlowella oxyrryncha, DZSJRP 017180, male, 127.00 mm SL. Scale bar=2 mm ……... 149 Figure 18. Detail of the olfactory organs and olfactory bulbs of selected species of the Loricariidae, ventral and lateral views. (A) Farlowella henriquei, MZUSP 014408, male, 120.62 mm SL; (B) Scleromystax barbatus, DZSJRP 005726, female, 63.70 mm SL; (C) Ancistrus sp., DZSJRP 011949, female, 53.80 mm SL; (D) Dentectus barbarmatus, ANSP 198883, male, 100.52 mm SL; (E) Delturus carinotus, MCP 028037, male, 153.10 mm SL. Scale bar=2 mm ………………………………..……. 151 Figure 19. Brain of selected species of the Loricariidae; detail of the olfactory organs, olfactory bulbs and the anterior portion of the brain (telencephalon and mesencephalon), dorsal and lateral views. (A) Corumbataia cuestae, DZSJRP 008027, female, 29.30 mm SL; (B) Megalancistrus parananus, DZSJRP 004845, female, 129.00 mm SL; (C) Limatulichthys petleyi, MZUSP 073995, male, 94.65 mm SL; (D) Loricaria cataphracta, DZSJRP 014499, male, 130.13 mm SL; (E) Otocinclus affinis, DZSJRP 007610, female, 26.00 mm SL. Scale bar=2 mm ……………... 152 Figure 20. Brain of selected species of the Loricaroidea; detail of the antero-medial portion of the brain (telencephalon, diencephalon and mesencephalon), dorsal and lateral views. (A) Kronichthys subteres, MCP 020152, female, 64.10 mm SL; (B) Corydoras aeneus, DZSJRP 015193, female, 44.80 mm SL; (C) Hypostomus regani, DZSJRP 016049, female, 123.00 mm SL, lateral view; (D) Dasyloricaria latiura, USNM 293168, male, 242.00 mm SL; (E) Delturus carinotus, MCP 028037, male, 153.10 mm SL. Scale bar=2 mm …………………………………………………...… 153 Figure 21. Brain of selected species of the Loricariidae, lateral and ventral views. (A) Loricaria cataphracta, MZUSP 014106, male, 114.70 mm SL; (B) Farlowella paraguayensis, DZSJRP 018794, female, 99.55 mm SL; (C) Cteniloricaria platystoma, ANSP 190521, female, 116.71 mm SL; (D) Hemiodontichthys acipenserinus, INPA-ICT 032082, male, 92.34 mm SL; (E) Otothyropsis marapoama, DZSJRP 014108, female, 27.20 mm SL; (F) Paraloricaria vetula, ZVCP 14036, male, 217.00 mm SL; (G) Neoplecostomus selenae, DZSJRP 015331, male, 78.30 mm SL; (H) Neoplecostomus yapo, DZSJRP 013651, female, 74.90 mm SL. Scale bar=2 mm …………………………………………………………………...… 154 Figure 22. Brain of selected species of the Loricaroidea, detail of the anterior and medial portions of the brain (telencephalon, mesencephalon and corpus cerebelli), dorsal and lateral views. (A) Neoplecostomus selenae, DZSJRP 015331, male, 78.30 mm SL; (B) Neoplecostomus yapo, DZSJRP 013651, female, 74.90 mm SL; (C) Rineloricaria cadeae, MCP 009782, male, 123.08 mm SL; (D) Corydoras aeneus, DZSJRP 015193, female, 44.80 mm SL; (E) Harttia novalimensis, DZSJRP 011644, male, 102.53 mm SL; (F) Proloricaria prolixa, DZSJRP 006312, female, 104.51 mm SL. Scale bar=2 mm ……………………………………………………………... 157 Figure 23. Brain of selected species of the Loricariidae, dorsal and lateral views. (A) Pseudohemiodon platycephalus, ZUFMS-PIS 000440, female, 136.26 mm SL; (B) Loricaria luciae, ZUFMS-PIS 003215, male, 120.33 mm SL; (C) Dekeyseria scaphirhynchus, INPA-ICT 036022, male, 85.17 mm SL; (D) Hisonotus insperatus, DZSJRP, 018211, male, 23.20 mm SL; (E) Loricariichthys platymetopon, DZSJRP 004395, female, 241.00 mm SL; (F) Delturus brevis, NUP 015446, male, 137.66 mm SL; (G) Hisonotus insperatus, DZSJRP, 014381, female, 32.30 mm SL. Scale bar=2 mm ……………………………………………………………………………………... 123 Figure 24. Brain of selected species of the Loricariidae, dorsal and lateral views. (A) Fonchiiloricaria nanodon, MUSM 032153, female, 166.27 mm SL; (B) Reganella depressa, MZUSP 057936, male, 139.97 mm SL; (C) Brochiloricaria macrodon, NUP 002248, male, 262.00 mm SL; (D) Oxyropsis wrighthiana, MCP 034503, female, 44.00 mm SL; (E) Furcodontichthys novaesi, MZUSP 057726, male, 126.38, mm SL. Scale bar=2 mm ………………………………………………………………...…… 162 LIST OF ABBREVIATIONS AND ACRONYMS Ad Adenohypophysis Ce Corpus cerebelli Ch Chiasma opticum Char Character De Delturinae EG Eminentia granularis Hp Adenohypophysis/Hypoptopomatinae Hy Hypothalamus/Hypostominae I Nervus olfatorius II Nervus opticus III Nervus oculomotorius IV Nervus trochlearis IX Nervus glossopharyngeus La Ofactory lamella LF Loricariinae, Loricarini, Farlowellina LH Lobus inferior hypothalami/Loricariinae, Harttiini Li Lithogeninae LL Loricariinae, Loricarini, Loricarina LLA Nervus linea lateralis anterior LLP Nervus linea lateralis posterior LobVII Lobus facialis LobX Lobus vagi MO Alar portion of the medulla oblongata Me Medulla spinalis Ne Neoplecostominae OB Olfactory bulbs Of Olfactory organ OT Optic tectum Rh Rhinelepinae TC Truncus cerebri SL Standard length Te Telencephalon TG Taxonomic group TL Torus lateralis Tol Nervus tractus olfactorius V Nervus trigeminus VI Nervus abducens VII Nervus facialis VIII Nervus octavus or vestibulares X Nervus vagus TABLE OF CONTENTS 1. GENERAL INTRODUCTION ……………………………………………... 17 1.1. Aims and dissertation structure …………………………………………...… 19 2. CHAPTER 1: GROSS BRAIN MORPHOLOGY OF Rineloricaria heteroptera ISBRÜCKER & NIJSSEN, 1976 AS SPECIES MODEL: A DESCRIPTIVE AND QUANTITATIVE APPROACH ……………....…………………...… 20 2.1. Abstract ……………………………………………………………………... 20 2.2. Keywords …………………………………………………………………..…. 21 2.3. Introduction …………………………………………………………………..…. 22 2.4. Material and methods ……………………………………………………... 24 2.4.1. Species of study ...................................................................................... 24 2.4.2. Material examined ……………………………………………………………... 25 2.4.3. Data acquisition ...................................................................................... 25 2.4.4. Data analyses .............................................................................................. 32 2.5. Results ………………………………………………………………………….… 34 2.5.1. Gross brain morphology of Rineloricaria heteroptera (Descriptive approach) ................................................................................................. 34 2.5.2 Sexual dimorphism and ontogenetic variation in the number of lamellae on the olfactory organs and in the total brain size and mass and brain subdivisions volumes in Rineloricaria heteroptera (Quantitative approach) ..................... 40 2.6. Discussion ………………………………………………………………….….. 47 2.6.1 Sexual dimorphism in the brain of Rineloricaria heteroptera and its ecological implications …………………………………………………………………...… 47 2.6.2 Ontogenetic variation in the brain of Rineloricaria heteroptera and its ecological implications ……………………………………………………... 50 3. CHAPTER 2: GROSS BRAIN MORPHOLOGY OF THE LORICARIINAE: COMPARATIVE ANATOMY AND ECOLOGICAL AND PHYLOGENETIC CONSIDERATIONS …………………………………………………....... 58 3.1 Abstract ...…………………………………………………………………… 58 3.2. Keywords …………………………………………………………...………… 59 3.3. Introduction …………………………………………………………….........…. 60 3.4. Material and methods ……………………………………………………... 62 3.4.1. Group of study …………….……………………………………………….. 62 3.4.2. Material examined ……………………………………………………………... 63 3.4.3. Data acquisition ……………………………………………………………... 64 3.4.4. Data analyses ……………………………………………………………... 65 3.5. Results ………………………………………………………………...…… 66 3.5.1. Gross brain morphology of the Loricariinae (Descriptive anatomy) …...… 66 3.5.2. Gross brain morphological disparity in the Loricariidae (Quantitative approach) ................................................................................................. 80 3.6. Discussion …………………………………………………………….……….. 84 3.6.1. Comparative anatomy and gross ecological correlations and implications …………………………………..………………………….....….. 84 3.6.2. Morphological disparity and phylogenetic considerations …………..…. 95 3.6.3. Additional phylogenetic considerations ………………...…………………… 97 4. CHAPTER 3: A CONTRIBUTION TO THE PHYLOGENY OF THE LORICARIIDAE, WITH EMPHASIS ON THE LORICARIINAE, USING MOSTLY GROSS BRAIN MORPHOLOGICAL CHARACTERS ................ 99 4.1 Abstract ...…………………………………………………………………… 99 4.2. Keywords …………………………………………………………...………… 100 4.3. Introduction …………………………………………………………….........…. 101 4.4. Material and methods ……………………………………………………... 106 4.4.1. Taxon sampling ……………………………………………………………... 106 4.4.2. Character sampling ...................................................................................... 107 4.4.3. Cladistic methodology and phylogenetic analysis ................................ 108 4.4.4. Combined analysis …………………………………………………….……….. 108 4.5. Results ………………………………………………………………...…… 109 4.5.1. Neuroanatomical analysis …………………………………….………..……… 109 4.5.2. Combined analysis ………………………………………………….………….. 113 4.6. Discussion ……………………………………………………………………... 119 5. GENERAL CONCLUSIONS ………………………………………...…… 125 REFERENCES ……………………………………………………………... 126 APPENDIXES ………………………………………………….......……… 145 APPENDIX A. Material examined ………………………………………..……. 145 APPENDIX B. List of characters analyzed (gross brain morphology) ……... 149 APPENDIX C. Data matrix used for the PCoA ………………………..……. 164 APPENDIX D. Data matrix used for the parsimony analyses …………..…. 175 APPENDIX E. List of characters analyzed (osteology and other external characters) ................................................................................................. 188 APPENDIX F. List of synapomorphies and autapomorphies for each clade and terminal taxon, respectively (gross brain morphology) ……………………... 193 APPENDIX G. List of synapomorphies and autapomorphies for each clade and terminal taxon, respectively (combined analysis) ………………….….. 208 17 1. GENERAL INTRODUCTION The family Loricariidae (suckermouth armoured catfishes, armoured catfishes or plecos) is the most species-rich within the Siluriformes (catfishes), containing about 980 valid species (FRICKEE et al., 2018a) as well as several undescribed forms. Members of the family are easily recognized from other fishes by having bodies covered by ossified dermal plates, abundant integumentary teeth (odontodes) and a ventral oral disk that facilitates surface attachment and feeding (REIS et al. 2003; GARG et al., 2010; GEERINCKX et al., 2011; LUJAN et al., 2015). The subfamily Loricariinae is the second most species-rich within the Loricariidae containing 31 genera and about 243 valid species (FRICKEE et al., 2018a) as well as several undescribed forms, corresponding to about 25% of the total known diversity within the family. Members of the Loricariinae are easily recognized from other loricariids by having elongate and depressed caudal peduncles and by lacking of adipose fin, among other distinctive characters (see SCHAEFER, 1987; RAPP PY- DANIEL, 1997; COVAIN & FISCH-MULLER, 2007); they are widely distributed throughout the Central and South American major river drainages, from southern Costa Rica to northern Argentina (REIS et al., 2003; COVAIN & FISCH-MULLER, 2007), showing an extraordinary morphological and functional diversity (see SCHAEFER & LAUDER, 1986; COVAIN & FISCH-MULLER, 2007; COVAIN, 2011; LUJAN & ARMBRUSTER, 2012; LUJAN et al., 2015). Studies focused on the phylogenetic relationships on members of the Loricariinae, and Loricariidae, in general terms, agree, in some measure, with the monophyly of the subfamily and in the recognition of two major lineages, the tribes Harttiini and Loricariini, whose generic composition varies between authors (see for example the contributions of RAPP PY-DANIEL, 1997; MONTOYA-BURGOS et al., 1998; ARMBRUSTER, 2004; COVAIN & FISCH-MULLER, 2007; COVAIN et al., 2008, 2010, 2016; ROXO et al., 2019). Despite of such studies, and as noted by the same authors, a taxonomic synthesis of the subfamily, and the family, in general terms, is still needed in order to provide a foundation for more detailed studies on its members, considering that (1) at lower taxonomic levels, morphological–molecular discordance and homoplasy is still problematic or has not been appropriately evaluated, (2) synapomorphies for many clades at/below the rank of tribe are relatively scarce and (3) the disagreement about the monophyly and taxonomic 18 validity of some genera (see RAPP PY-DANIEL, 1997; COVAIN & FISCH-MULLER, 2007; RAPP PY DANNIEL & FICHBERG, 2008; COVAIN, 2011; LONDOÑO- BURBANO, 2012; COVAIN et al., 2016; ROXO et al., 2019). Most of the morphological, and ecomorphological, studies on members of the Loricariinae, and the Loricariidae, in general terms, either under a descriptive, comparative (e.g., ISBRÜCKER, 1979; RAPP PY-DANIEL, 1997; ARMBRUSTER, 2004; COVAIN & FISCH-MULLER, 2007; LUJAN & ARMBRUSTER, 2012) and/or cladistic approach (e.g., SCHAEFER, 1987; RAPP PY-DANIEL, 1997; ARMBRUSTER, 2004; among others), have focused on the use of osteological characters; this could be understandable given (1) their “pretty well-known” utility for comparative purposes, (2) their relative easy access and (3) the extensive literature available (see for example REGAN, 1904; 1911; LEEGE, 1922; ANGELESCU & GNERI, 1949; ALEXANDER, 1964; 1965; CHARDON, 1968; LUNDBERG & BASKIN, 1969; ISBRÜCKER, 1979; SCHAEFER, 1987; RAPP PY-DANIEL, 1997; COVAIN & FISCH-MULLER; 2007). On the other hand, descriptive, comparative and/or cladistic studies considering alternative body systems, such as the brain anatomy (neuroanatomy), in both members of the Loricariinae and Loricariidae, as well as in other teleost fish taxa, in general terms, have been rarely addressed, and/or when undertaken, rarely carried on in an organized fashion [see FREIHOFER, 1978; HOWES, 1983; RAPP PY-DANIEL, 1997; PUPO, 2011, 2015; DATOVO & VARI, 2014; ROSA, 2015; PEREIRA & CASTRO, 2016; among others (see below), for examples and a more detailed discussion]. This “extensive” exploration of osteological characters demonstrated to be “rather efficient” for the delimitation of most major clades within the Teleostei; however, as noted by DATOVO & VARI (2014) and PEREIRA & CASTRO (2016), among other authors, it also resulted in the “relatively minor attention” of alternative, and (possibly) equally or more informative, anatomical systems. The first investigations on the neuroanatomy of members of the Siluriformes date to the end of the 19th century (see PUPO & BRITTO, 2018); one of the first attempts was the work of HERRICK & HERRICK (1891) who used members of the family Ictaluridae (bullhead catfishes) as subject of study. In the middle of the 20th century, several studies on the external morphology of the brain took place, followed by many papers published on the general anatomy, physiology, cytoarchitecture, hodology and embryology of the brain and the peripheral nervous system of, mainly, 19 Neartic species (see KOTRSCHAL et al., 1998; FINGER, 2000 for an overview). On the other hand, studies on Neotropical fishes, and members of the Siluriformes, specifically, are relatively scarce and have focused only in a few species or supraspecific groups; e.g., members of the Callichthyidae (PUPO, 2011; PUPO & BRITO, 2018), Heptapteridae (TRAJANO, 1994; ABRAHÃO et al., 2018a), Loricariidae (ROSA et al., 2014; ROSA, 2015; ANGULO & LANGEANI, 2017; CHAMON et al., 2018) and Pseudopimelodidae (ABRAHÃO & SHIBATTA, 2015; ABRAHÃO et al., 2018b). Furthermore, in these essentially descriptive (mainly anatomical) contributions, the potential ecological (and phylogenetic) inferences and correlations have been, in most cases, only superficially addressed (see ROSA, 2015; PEREIRA & CASTRO, 2016; ANGULO & LANGEANI, 2017; ABRAHÃO et al., 2018a). 1.1. Aims and dissertation structure In accordance with the above, the main objective of this work is to describe the general gross morphology of the brain of the armoured catfish subfamily Loricariinae, as a baseline for comparative anatomical, taxonomic, phylogenetic and ecological studies. Moreover, four specific objectives, corresponding each one of them (in general terms) with one or more of the three chapters presented below, were raised. These four specific objectives are: (1) to explore and evaluate (quantitatively and qualitatively) the sexual and ontogenetic (post-larvae) intraspecific variation in the gross brain morphology of members of the Loricariinae (chapter one); (2) to explore andevaluate and describe (quantitatively and qualitatively) the intergeneric (considering the major suprageneric taxonomic divisions) variation in the gross brain morphology in members of the Loricariinae, also comparing it with some external taxa within the Loricariidae, Siluriformes and Ostariophysi (chapter two); (3) to explore and evaluate and discuss the possible correlations between the general brain patterns observed and the sensory and behavioral ecology of the species and supraspecific groups (chapters one and two); and (4) to evaluate the phylogenetic significance of the neuroanatomy, in members of the Loricariinae and the Loricariidae, following a cladistic approach (chapter three). 20 2. CHAPTER ONE: GROSS BRAIN MORPHOLOGY OF Rineloricaria heteroptera ISBRÜCKER & NIJSSEN, 1976 AS SPECIES MODEL: A DESCRIPTIVE AND QUANTITATIVE APPROACH [Article published] Angulo, A. & Langeani, F. (2017). Gross brain morphology of the armoured catfish Rineloricaria heteroptera Isbrücker & Nijssen, 1976 (Siluriformes: Loricariidae: Loricariinae): a descriptive and quantitative approach. Journal of Morphology, 278, 1689–1705. 2.1. ABSTRACT The gross morphology of the brain of Rineloricaria heteroptera and its relation with the sensory and behavioral ecology of the species is herein described and discussed. The sexual and ontogenetic intraspecific variation in the whole brain length and mass, and within/between the volumes of eight different brain subdivisions is also examined and discussed. Negative allometry on the whole brain length and mass and on the relative growth of the telencephalon and the optic tecta was observed. Positive allometry was observed on the relative growth of the olfactory bulbs and the medulla oblongata. Univariate and multivariate statistical analyses did not revealed significant differences in the brain subdivisions growth rates among sexes and/or developmental stages, except for the optic tectum, and some portions of the medulla oblongata; with juveniles and males showing more developed optic tecta and medullary subdivisions, respectively. Growth rates for each brain subdivision were relatively constant and the slopes of the growth equations were almost parallel, except for the olfactory bulbs and the medulla oblongata subdivisions, suggesting some degree of tachyauxesis against the entire brain. The corpus cerebelli was the more voluminous brain subdivision in most specimens (principally adults) and was followed by the optic tectum (the more voluminous subdivision in juveniles), the hypothalamus and the telencephalon, in that order. 21 Differences in the number of lamellae and in the relative size of the olfactory organ also were detected among developmental stages, being more numerous and larger, respectively, in adults. Based on these results, it is possible to infer an ontogenetic shift in the habitat/resources use and behaviors in R. heteroptera; were the vision, primarily routed through the optic tectum, could be fundamental in early stages, whereas in adults the olfaction and taste, primarily routed through the olfactory bulbs and the medulla oblongata, would play a more important role. 2.2. KEYWORDS Brain organization, Ontogeny, Sexual dimorphism, Neotropical fish, Teleostei. 22 2.3. INTRODUCTION Brain morphology in teleost fishes is diverse and shows a high degree of divergent differentiation hardly comparable to that of other vertebrate groups (NORTHCUTT, 1988; KOTRSCHAL et al., 1998; WAGNER, 2003). Along their evolutionary history, teleost fishes have been subjected to different selective pressures resulting in highly specialized sensory and cognitive capacities, abilities and behaviors (NORTHCUTT, 1988; KOTRSCHAL et al., 1998; WAGNER, 2003; WHITE & BROWN, 2015); such specializations may be directly reflected, by the way of adaptive and exaptive processes, in brain morphology, explaining, in part, the huge taxonomic [about 32500 current known species (FRICKEE et al., 2018a)] and ecological diversity within the group (PARHAR et al., 2001; WAGNER, 2003). To practical purposes, teleost fish brains can be divided into seven main regions, areas or structures [i.e., olfactory bulbs, telencephalon, diencephalon, midbrain tectum (often referred as the optic lobe or optic tectum), midbrain tegument, cerebellum (including the corpus cerebelli and the valvula cerebelli) and medulla oblongata (including the electrosensory, facial and vagal lobes); see ALBERT et al., 1998], each one of which participates in the control of multiple (e.g., in the case of multimodal integration centers such as the telencephalon, midbrain tectum, cerebellum, etc.) to very specific (e.g., the olfactory bulbs and the electrosensory, facial and vagal lobes of the medulla oblongata) sensory and cognitive functions and/or behaviors (WAGNER, 2002; BUTLER & HODOS, 2005; ULLMANN et al., 2010; WHITE & BROWN, 2015). Most of these brain subdivisions show notable morphological and functional similarities with the respective brain subdivisions of other vertebrate groups (see NORTHCUTT, 2002; WULLIMANN & MUELLER, 2004; BROGLIO et al., 2011; WHITE & BROWN, 2015); in other cases, however, homologies are still largely unresolved (BUTLER & HODOS, 2005). Earlier investigations on fish brain morphology, functioning and development (e.g., LISSNER, 1923; GEIGER, 1956) demonstrated that the degree of differentiation of the different sensory and cognitive capacities, abilities and behaviors in teleost fishes can be correlated, in many cases, with the morphology of a certain brain subdivision or area, even more than in other vertebrate groups (ITO et al., 2007). As a consequence, brain morphology, in general terms, has been widely utilized, in several teleost fish taxa, as a strong predictor for a species (or species 23 group) sensory, cognitive and/or behavioral ecology (e.g., BAUCHOT et al., 1989; BRANDSTÄTTER & KOTRSCHAL, 1990; KOTRSCHAL & PALZENBERGER, 1991; HUBER et al., 1997; KOTRSCHAL et al., 1998; WAGNER, 2001, 2002, 2003). Some systematists also have attempted to use the brain morphology as a source of “new” characters to identify and/or corroborate phylogenetic affinities within some specific teleost fish taxa, in most cases with relative good success (e.g., ALBERT et al., 1998; EASTMAN & LANNOO, 2003A, 2003B, 2004, 2007, 2008, 2011; KHONSARI et al., 2009; PUPO, 2011; ROSA, 2015). This is not surprising because neuroanatomical characters are known to provide strong phylogenetic information (see SVETOVIDOV, 1953; MILLER & EVANS, 1965; FREIHOFER, 1978; KHONSARI et al., 2009). Despite of this, the brain morphology is still relatively poorly known and under-explored or under-utilized in the vast majority of teleost fish taxa, both in comparative studies and/or as source of characters for taxonomic and phylogenetic studies (PUPO, 2011; ROSA, 2015; PEREIRA & CASTRO, 2016). In addition to the contribution of the ecological and phylogenetic processes to brain morphology variation and differentiation in teleost fishes, and vice-versa, as briefly mentioned above, some recent studies on brain evolution and development (e.g., ITO et al., 2007; NORTHCUTT, 2004, 2008; GONDA et al., 2009; LECCHINI et al., 2014; SALAS et al., 2015; LISNEY et al., 2017) also have recognized the fundamental role of the ontogenetic processes. This is also not surprising, because it is widely known that the brain, as well as virtually all morphological and physiological features of the organisms, scales allometrically with body size (BAUCHOT et al., 1976; MCMAHON & BONNER, 1983). Most of these studies, however, have used correlative approaches at the interspecific level, being that similar intraspecific studies are usually rare, despite the fact that they could better determine how selection and phenotypic plasticity can influence brain morphology (GONDA et al., 2011; 2013). Despite of such advances, and considering the huge taxonomic and ecological diversity within the group, little is known on the variation in brain morphology, as well as their evolutionary, sensory, cognitive and behavioral implications, in the vast majority of teleost fish taxa. Moreover, as noted by ABRAHÃO & SHIBATTA (2015), WHITE & BROWN (2015) and PEREIRA & CASTRO (2016), among other authors, more integrative, descriptive and quantitative, approaches, both at the inter- and intraspecific levels, are necessary to increase and promote the understanding on the 24 diversity, phylogenetic relationships, ecology, physiology and functioning of this rich and complex group of organisms. Among catfishes, including 39 families and more than 3720 species (FRICKEE et al., 2018a), brain morphology, and its ecologic and phylogenetic correlations and implications, are relatively well known in the north American Ictaluridae, a relatively small family comprised by about 50 species (FRICKEE et al., 2018a); see for example the contributions of ATEMA (1971; 1980), FINGER (1976), KNUSEN (1976), LUNDBERG (1982), TONG & FINGER (1983), LEE & BULLOCK (1984), MORITA & FINGER (1985), KANWAL & CAPRIO (1987), STRIEDTER (1990; 1991), MEEK & NIEUWENHUYS (1998), NORTHCUTT et al. (2000), among others. Among the neotropical catfishes, sensu stricto, including 14 families and about 2155 species [≈58% of the total known diversity within the order (FRICKEE et al., 2018a)], descriptive and applied studies on brain morphology are, however, absent or relatively scarce; see for example the contributions of TRAJANO (1994), PUPO (2011, 2015), ROSA et al., (2014), ABRAHÃO & SHIBATTA (2015), ROSA (2015), PEREIRA & CASTRO (2016) and ABRAHÃO et al. (2018). With the aim of promoting future studies on the brain morphology of neotropical catfishes, as well as its ecological, evolutionary and phylogenetic correlations and implications, three objectives were raised in the present study using the armoured catfish Rineloricaria heteroptera Isbrücker & Nijssen, 1976 (Siluriformes: Loricariidae: Loricariinae) as species model. These objectives were: (1) to describe the gross morphology of the brain of R. heteroptera, as basis for comparative studies on brain morphology of members of the Siluriformes and specifically of the Loricariinae and Loricariidae; (2) to explore the sexual and ontogenetic (post-larvae) intraspecific variation in brain (and the different brain subdivisions) size, mass and volume; and (3) comment on the correlation between the brain morphology and the sensory and behavioral ecology of the species. 2.4. MATERIAL AND METHODS 2.4.1. Species of study Rineloricaria heteroptera (Fig. 1) is a medium sized loricariid, reaching about 133 mm in standard length (SL), restricted to the upper-medium portion of the 25 Amazon River basin, near Manaos (state of Amazonas), Brazil (FERRARIS, 2003; FROESE & PAULY, 2017), inhabiting mainly small sandy bottom forest streams (RAPP PY-DANIEL & FICHBERG, 2008). As most members of the genus, R. heteroptera shows a remarkable external sexual dimorphism as well as benthic habits (ISBRÜCKER & NIJSSEN, 1976, 1992; ABELHA et al., 2001; DELARIVA & AGOSTINHO, 2001; REIS & CARDOSO 2001; LACERDA, 2007; FICHBERG & CHAMON, 2008). The genus Rineloricaria Bleeker, 1862, sensu COVAIN & FISCH- MULLER (2007), with about 63 valid species (FROESE & PAULY, 2017), is the most species rich genus within the Loricariinae and also shows the largest distribution within the family (from Costa Rica to Argentina), being found in a diverse array of environments (COVAIN & FISCH-MULLER, 2007; FROESE & PAULY, 2017). The choice of R. heteroptera as the species subject of study was based mainly in the availability of (museum) specimens, from different developmental stages and from both sexes, for the inevitable and destructive brain removals. 2.4.2. Material examined Specimens examined (42 in total, 21 males and 21 females; 35.5–114.4 mm SL) are deposited at the fish collection of the Departamento de Zoologia e Botânica of the Universidade Estadual Paulista, campus São José Rio Preto, São Paulo, Brazil (DZSJRP), under the following catalog numbers: 014427, n=3; 014452, n=3; 014549, n=3; 014657, n=4; 014722, n=2; 014771, n=10; 014909, n=2; 016730, n=2; 016982, n=3; 017182, n=6; 017371, n=3; and 017429, n=1 [collection data can be accessed through the “Species link” online database site (http://splink.cria.org.br/)]. Total length (TL), standard length, head length (HL) and body mass were measured in all specimens, which were fixed in ≈10% formalin and preserved in ≈70% ethanol. Measurements were taken with the aim of a digital caliper (+/- 0.01 mm) and a digital balance (+/- 0.01 g). 2.4.3. Data acquisition Brains were dissected and removed following the protocol described by ABRAHÃO & PUPO (2014) as adapted to Loricariidae by ROSA (2015). Nomenclature of brain subdivisions follows MEEK & NIEUWENHUYS (1998) and 26 BUTLER & HODOS (2005). Because the brains could not be cut off from the spinal cord at comparable positions in each specimen, the posterior limit of the brain was defined at the posterior end of the alar portion of the medulla oblongata, recognizable in all specimens at both dorsal and lateral views, sensu MEEK & NIEUWENHUYS (1998) and PUPO (2011), as a small notch or invagination, representing the transition zone between this structure and the medulla spinalis (Fig. 2); all cuts were made posterior to this limit. After removal from the neurocranium the brains were stored in ≈70% ethanol. A digital camera attached to a stereomicroscope was used to capture scaled images of the brain topography of all specimens; dorsal (before and after removal from the neurocranium), lateral (left side) and ventral views were acquired. All photographs were taken while the specimens and brains were submerged in water, covered to exactly the same depth (i.e., all specimens and brains had about 1 mm of water over their surface), and looking straight down onto the brain; therefore, the refractive index should have been about the same for all photos. Following ABRAHÃO & SHIBATTA (2015) and WHITE & BROWN (2015) a total of twenty-eight brain measurements, including the length, width and height of all major brain subdivisions [i.e., olfactory bulb, telencephalon, optic tectum, hypothalamus, corpus cerebelli and medulla oblongata (see Table 1)], were taken from the scaled images using the image-analysis public domain software IMAGEJ1.49 (RASBAND, 1997). Total brain length was measured, in dorsal view, from the anterior limit of the telencephalon (excluding the nervus tractus olfactorius) to the posterior limit of the alar portion of the medulla oblongata (see above). The total number of lamellae in each (left and right) olfactory organ, in each specimen, also was recorded. Volumes of eight major brain subdivisions [i.e., (1) olfactory bulb, (2) telencephalon, (3) optic tectum, (4) hypothalamus, (5) corpus cerebelli and (6–8, see below) medulla oblongata lobes; Fig. 2] were estimated using the half ellipsoid method (modified from VAN STAADEN et al., 1995; HUBER et al., 1997; WHITE & BROWN, 2015). This method assumes that each brain subdivision has the shape of an idealized half ellipsoid and involves obtaining linear measurements for the length (L), width (W) and height (H), converting them into volumetric measures through the following formulae: 1/3*π*L*W*H (see VAN STAADEN et al., 1995; HUBER et al., 1997). Despite receiving some criticism [see for example ULMANN et al. (2010) and 27 Table 1. Body length (SL), mass (We) and brain measurements (28) of examined specimens of R. heteroptera (n=42); absolute values and percentages of total brain length, head length or total brain volume, as appropriate. Morphometric measurements (- L=length; -W=width, -H=height), numbered from 1 to 28, are expressed in mm, volumes (“-V”s) are expressed in mm3 and masses (“-We”s) are expressed in mg. Linear measurements refer only to the left lobe or counterpart for those bilateral structures; volumes for these bilateral structures were doubled, assuming brain symmetry. Other abreviations: Ce=corpus cerebeli, EG=eminentia granularis, Hy=hypothalamus, LobVII=lobus facialis, LobX=lobus vagi, M=mean, MO=medulla oblongata (alar portion), OB=olfactory bulb, OT=optic tectum, T-=total brain (e.g. T-L=total brain length), Te=telencephalon, SD=standard deviation. Measurements Absolute values Percentages of total brain length, or total brain volume, as appropriate Percentages of head length Range M SD Range M SD Range M SD SL 35.48– 114.42 69.32 18.37 – – – – – – We 200–8500 2011.9 1682.8 – – – – – – (1) T-L 4.10–8.11 6.04 0.88 – – – 32.90– 66.91 43.91 6.9 (2) T-W 2.26–3.68 3.18 0.37 45.40–59.04 52.86 3.41 14.94– 33.22 23.26 4.11 (3) T-H 1.20–2.77 2 0.34 26.40–36.88 32.87 2.22 11.25– 17.66 14.33 1.66 T-V 3.20–23.74 11.34 4.6 – – – – – – Continued on the next page…. 28 Measurements Absolute values Percentages of total brain length, or total brain volume, as appropriate Percentages of head length Range M SD Range M SD Range M SD T-We 3.23–23.87 11.39 4.57 – – – – – – (4) OB-L 0.31–0.84 0.58 0.13 6.83–11.58 9.6 1.16 3.12–5.51 4.18 0.58 (5) OB-W 0.21–0.74 0.51 0.12 4.30–10.37 8.45 1.18 2.59–5.17 3.66 0.51 (6) OB-H 0.18–0.72 0.47 0.11 3.69–8.90 7.66 1.07 2.22–4.14 3.31 0.38 OB-V 0.03–0.93 0.33 0.19 0.54–4.21 2.63 0.87 – – – (7) Te-L 0.99–1.78 1.35 0.19 18.71–27.43 22.34 1.98 7.11– 15.20 9.81 1.73 (8) Te-W 0.65–1.15 0.91 0.12 10.47–19.83 15.08 1.55 4.45– 10.53 6.63 1.27 (9) Te-H 0.57–1.04 0.82 0.09 11.12–17.35 13.64 1.18 4.03–9.73 6.02 1.25 Te-V 0.89–4.44 2.15 0.7 12.77–22.97 18.46 1.77 – – – (10) OT-L 1.16–1.96 1.61 0.2 21.21–31.16 27.06 2.11 7.69– 18.72 11.9 2.13 (11) OT-W 0.68–1.08 0.88 0.07 12.56–17.48 14.82 1.34 4.39– 11.31 6.57 1.49 (12) OT-H 0.72–1.29 1 0.14 12.83–20.02 16.49 1.51 5.17– 10.55 7.22 1.19 OT-V 1.32–5.66 3.06 0.92 22.36–32.96 26.5 2.28 – – – Continued on the next page…. 29 Measurements Absolute values Percentages of total brain length, or total brain volume, as appropriate Percentages of head length Range M SD Range M SD Range M SD OT-V 1.32–5.66 3.06 0.92 22.36–32.96 26.5 2.28 – – – (13) Hy-L 1.11–1.69 1.48 0.15 20.56–30.68 24.81 2.74 6.85– 16.49 10.98 2.55 (14) HydW 0.75–1.41 1.15 0.16 15.62–23.36 19.05 1.83 5.14– 11.78 8.34 1.37 (15) Hy-H 0.41–0.87 0.67 0.12 8.68–14.45 11.06 1.26 3.48–7.01 4.84 0.8 Hy-V 0.83–3.96 2.46 0.8 16.35–25.06 20.94 2.15 – – – (16) Ce-L 0.98–1.93 1.52 0.21 21.03–28.18 25.41 1.83 7.81– 15.37 11.15 1.8 (17) Ce-W 1.44–2.64 2.27 0.27 31.66–44.11 37.98 3.12 10.64– 23.90 16.71 3.04 (18) Ce-H 0.63–1.10 0.86 0.11 12.07–17.23 14.4 1.19 4.44–9.89 6.33 1.19 Ce-V 1.00–5.79 3.22 1.05 22.24–34.20 27.49 2.49 – – – (19) EG-L 0.32–0.60 0.45 0.06 6.38–8.81 7.52 0.63 2.37–4.78 3.3 0.56 (20) LobVII-L 0.73–1.34 1.06 0.14 14.80–21.36 17.61 1.3 5.45– 10.72 7.73 1.27 (21) LobVII-W 0.40–0.82 0.66 0.12 8.34–13.90 10.96 1.24 3.34–5.88 4.77 0.63 (22) LobVII-H 0.06–0.27 0.14 0.04 1.32–3.51 2.34 0.47 0.69–1.31 1 0.12 Continued on the next page…. 30 Measurements Absolute values Percentages of total brain length, or total brain volume, as appropriate Percentages of head length Range M SD Range M SD Range M SD LobVII-V 0.04–0.62 0.23 0.12 0.82–2.96 1.84 0.49 – – – (23) LobX-L 0.39–0.91 0.64 0.12 8.32–12.84 10.52 0.97 3.61–6.26 4.58 0.59 (24) LobX-W 0.44–0.91 0.73 0.13 9.17–15.29 12.06 1.36 3.67–6.46 5.25 0.69 (25) LobX-H 0.05–0.24 0.13 0.04 1.20–3.19 2.12 0.43 0.63–1.20 0.91 0.11 LobX-V 0.02–0.41 0.14 0.09 0.42–2.00 1.12 0.37 – – – (26) MO-L 0.41–1.00 0.65 0.15 8.23–13.29 10.68 1.09 3.90–6.06 4.64 0.51 (27) MO-W 0.40–0.81 0.66 0.12 8.28–13.77 10.84 1.22 3.23–5.84 4.72 0.64 (28) MO-H 0.05–0.24 0.13 0.04 1.19–3.13 2.1 0.41 0.62–1.18 0.9 0.1 MO-V 0.02–0.40 0.13 0.08 0.42–1.86 1.01 0.35 – – – references], this method is still in use in the literature and its objectivity, efficacy and utility, in comparative studies, has been corroborated and demonstrated by previous authors (e.g., WAGNER, 2001a, b; LISNEY et al., 2007; GONZALEZ-VOYER & KOLM, 2010; SALAS et al., 2015, and WHITE & BROWN, 2015, among others); given the above, and according to the objectives herein proposed, the use of this methodology, in this particular study, can be justified. The volume of the olfactory bulb was measured after removal from the nervus tractus olfactorius. The nervus tractus olfactorius, considered to be part of the telencephalon (see MEEK & NIEUWENHUYS, 1998; LISNEY et al. 2017), was not included in the volume estimate of the telencephalon (neither in the total brain volume estimate) given the notable variation in their length throughout growth (see “Results”). The torus lateralis, the hypothalamus and the lobus inferior hypothalami, sensu MEEK & NIEUWENHUYS (1998), BUTLER & HODOS (2005) and ABRAHÃO & SHIBATTA (2015; see Fig. 2), were measured as a unit in 31 the calculation of the hypothalamus volume. Medulla oblongata measurements and volumes refer to three different sensory subdivisions: (1) the facial lobe (2), the vagal lobe and the (3) alar portion, sensu MEEK & NIEUWENHUYS (1998) and PUPO (2011) (see Fig. 2). Only left lobes, or counterparts, were measured to calculate the olfactory bulb, telencephalon, optic tectum, hypothalamus and medulla oblongata subdivisions volumes; for these bilateral structures the values of the volumes were doubled, assuming brain symmetry (see SALAS et al., 2015), for analytical and comparative purposes. Total brain mass (excluding nerves) was determined using an analytical balance (+/- 0.0001 g). Before mass measurement, brains were hydrated in ≈20 ml of water, room temperature, for about 1 h, in order to avoid variations due to ethanol evaporation. Finally, following SALAS et al. (2015), the total brain volume of each specimen was calculated from the total brain mass using the estimated density of the brain tissue [i.e., 1.036 mg/mm3; see STEPHAN (1960)]. Figure 1. Rineloricaria heteroptera; Machado River basin, Madeira River drainage, Rondonia, Brazil; (A) entire specimen (DZSJRP 16730; 75.25 mm SL; female); dorsal (above), lateral (centre) and ventral (below) views; (B, C) ventral detail of head of sexually dimorphic male (B; DZSJRP 14771, 80.15 mm SL) and female (C; DZSJRP 17429, 81.11 mm SL); note the presence (in the male) of shorted, thickened 32 an curved pectoral-fin spines and numerous small odontodes along the sides of the head and the pectoral-fin spines. 2.4.2. Data analyses The complete dataset was divided into three subsets, one containing lamellae counts, other containing body and brain lengths and masses and the third containing total brain and brain subdivisions volumes estimates, all of them organized by sex and developmental stage. The sex of each specimen was determined, and corroborated (after observation of external dimorphic characters, in adult specimens), by gonad examination after dissection. For comparative purposes, three developmental stages were defined as follow: 1 [early juvenile; <60.0 mm SL (i.e., 35.0–60.0 mm SL)], 2 (late juvenile; 60.1–80.0 mm SL) and 3 [adult; >80.0 mm SL (i.e., 80.1–115.0 mm SL)]; body size at maturation (≈80 mm SL) was defined according to published data for other congeneric species with similar maximum body sizes (≈130 mm SL) and life cycles (see ERIC et al., 1982; BARBIERI, 1994; FROESE & PAULY, 2017). A total of seven males and seven females were examined for each developmental stage. Log10 transformations (hereafter LOG) were made on the last two data sets in order to (1) improve normality prior to analysis and to (2) account for an allometric brain size/mass or brain subdivision volume vs. body size/mass or total brain volume relationship (BRANDSTÄTTER & KOTRSCHAL, 1990; WAGNER, 2003; SALAS et al., 2015). First, a paired sample t-test was performed on the first dataset in order to compare the lamellae count values in both left and right olfactory organs in each specimen regardless of sex and developmental stage. Parallel, a two-way analysis of variance (ANOVA) was performed on the same dataset in order to assess whether sex, developmental stage and/or the interaction between them (i.e., sex*developmental stage) have (or not) a significant effect on the number of lamellae on the olfactory organs (calculated as the mean of both left and right olfactory organs values). Second, Ordinary Least Squares (OLS) linear regressions, were performed on the second dataset in order to assess the scaling relationship between brain and body length and masses, respectively; this was done using LOG total brain length and mass, respectively, as dependent variables and LOG body length and mass, 33 respectively, as independent variables (see LISNEY et al., 2017). Parallel, two independent two-way analyses of covariance (ANCOVA) were performed on the same dataset in order to assess whether sex, developmental stage or the interaction between them have (or not) a significant influence on the scaling of the overall brain length and mass; this was done, as in the OLSs, using LOG total brain length and mass, respectively, as dependent variables, LOG body length and mass, respectively, as covariates, and sex, developmental stage and the interaction term between them as fixed factors (see LISNEY et al., 2017). Finally, independent OLS linear regressions also were performed on the third dataset in order to assess the scaling relationships between the volume of each one of the eight major brain subdivisions analyzed [i.e., (1) olfactory bulbs, (2) telencephalon, (3) optic tecta, (4) hypothalamus, (5) corpus cerebelli, (6) lobus facialis (7) lobus vagi and the (8) alar portion of the medulla oblongata] and the total brain volume; this was done using LOG volume of each brain subdivision as dependent variable and LOG of total brain volume minus the volume of the respective brain subdivision as independent variable [this subtraction was done to account for the bias that exists when a brain subdivision is scaled against the total brain volume or mass (which already includes the subdivision of interest) (see DEACON, 1990; IWANIUK et al., 2010; LISNEY et al., 2017)]. Parallel, eight independent two-way ANCOVAs were performed on the same dataset in order to assess whether sex, developmental stage or the interaction between them have (or not) a significant influence on the scaling of each brain subdivision; this was done, as in the OLSs, using LOG volume of each brain subdivision, as dependent variable, LOG of the total brain volume minus the volume of the respective brain subdivision, as covariate, and sex, developmental stage and the interaction term between them as fixed factors (see SALAS et al., 2015; LISNEY et al., 2017). Additionally, a principal component analysis (PCA) was performed on the third dataset in order to (1) examine the clustering of the samples in the multidimensional space and to (2) characterize the patterns of brain organization comparing both sexes and developmental stages; this was done using the relative volume of each brain subdivision [calculated as a fraction of the sum of the volume of all eight brain subdivisions measured in each specimen and normalized using an arcsine square root transformation; see SALAS et al. (2015)] as correlated variables, and sex and developmental stage as grouping factors; this analysis was performed on an 34 autocovariance matrix and using the singular value decomposition method for a better numerical accuracy (see SALAS et al. 2015). All statistical analyses were carried out using the PAST software version 3.11 (HAMMER et al., 2001). 2.5. RESULTS 2.5.1. Gross brain morphology of Rineloricaria heteroptera (Descriptive approach) Brain subdivisions, and the brain as a whole, are described below in the antero-posterior axis direction according to the scheme implemented by ABRAHÃO & SHIBATTA (2015) and PEREIRA & CASTRO (2016), with modifications. In paired structures only the left lobe or left counterpart is described, unless otherwise stated. The encephalon is slightly elongate and narrow, slightly wider in its middle portion near the mesencephalon (optic tectum) and the diencephalon, and does not present apparent external hypertrophy of the sensory and/or motor regions sensu MEEK & NIEUWENHUYS (1998) and BUTLER & HODOS (2005). The brain, as a whole, occupies the cranial cavity almost entirely and is, with exception of the olfactory bulbs and part of the anterior portion of the telencephalon, completely located ventral to the parietosupraoccipital bone and the posterior portion of the frontal bones, and dorsal to the parasphenoid and the prootic bones, not contacting directly the Weberian apparatus. Telencephalon The olfactory organ is located dorsal and anterior to the olfactory bulb, with which it is interconnected via the nervus olfactorius (I). The olfactory organ is almost rounded, or oval, in shape in dorsal view and presents a total of 12–24 feather-like lamellae, which are longer and thicker in the posterior portion of the organ (Figs. 2 and 3). In larger specimens (>80.0 mm SL) the olfactory organ was usually larger, with its dorsal surface larger than the dorsal surface of the telencephalon, whereas in smaller specimens (<60.0 mm SL) the opposite pattern was observed (Fig. 3). The nervus olfactorius is relatively short [usually shorter than the olfactory bulb length, mainly in smaller specimens (<60.0 mm SL)] (Figs. 2 and 3). The olfactory bulb is 35 positioned at the anterior portion of the brain and is located ventral to the nasal bone, near to the articulation of the lateral ethmoid and the vomer. The olfactory bulb is almost spherical in shape (Figs. 2 and 3) and can be sessile (in smaller specimens) or pedunculated (in larger specimens). The extension of the nervus tractus olfactorius, which connect the olfactory bulb with the telencephalon, varies in proportion to the total brain length, being that in larger specimens (>80.0 mm SL) its length reaches about 75.0% of the total brain length (T-L; Figs. 2 and 3). The nervus tractus olfactorius is inserted directly on the ventral surface of the telencephalon. The telencephalon, properly, is located anterior to the optic tectum and the hypothalamus and posterior to the olfactory bulb, in both lateral and dorsal views; in smaller specimens (<60.0 mm SL) the distal portion of the telencephalon is positioned dorsal to the hypothalamus. The telencephalon is longitudinally elongated and almost oval in shape, in both lateral and dorsal views; its anterior and posterior margins are rounded, being the anterior one slightly smaller than the posterior one. In lateral view the medial horizontal axis of the telencephalon form an angle of about 45° with the medial horizontal axis of the hypothalamus (Figs. 2 and 3). The telencephalon is divided in two distinct parts: (1) a conspicuous and well-developed area dorsale on its dorsal surface, and (2) a small and narrow area ventrale on its ventral surface; in the area dorsale, two regions, the lateromesial and the posteromesial, are specially prominent and bulging. In most examined specimens, the telencephalon is, comparing to the remaining brain subdivisions (e.g., corpus cerebelli and optic tectum in that order), smaller and less voluminous (Table 1). Diencephalon The hypothalamus is located at the ventral portion of the diencephalon, posterior to the telencephalon and the chiasma opticum, mesial to the torus lateralis and the lobus inferior hypothalami and anterior to the adenohypophysis (Figs. 2 and 3). The hypothalamus is longitudinally elongated and almost oval in shape in ventral view; its anterior and posterior margins are rounded, being the posterior margin slightly smaller than the anterior one. The lobus inferior hypothalami, located at the outer margin of the diencephalon, posterior to the torus lateralis and lateral to the adenoypophysis, is longitudinally elongated and almost oval in shape (in ventral view); its medial horizontal axis forms, in ventral view, an angle of about 40–50° with 36 the medial horizontal axis of the hypothalamus (Figs. 2 and 3). The lobus inferior hypothalami is, in appearance, more voluminous than the hypothalamus, but less voluminous than the telencephalon and the optic tectum. The adenohypophysis is located posterior and ventral to the hypothalamus, on its mid axis, and is almost spherical in shape (Fig. 2). Figure 2. Topographic brain anatomy of R. heteroptera (DZSJPR 014771), 114.42 mm SL; Machado River basin, Madeira River drainage, Rondonia, Brazil; (above) dorsal, (centre) lateral (left side) and (below) ventral views. Abbreviations: Ad=adenohypophysis, Ce=corpus cerebelli, Ch=chiasma opticum, EG=eminentia 37 granularis, Hy=hypothalamus, LH=lobus inferior hypothalami, LobVII=lobus facialis, LobX=lobus vagi, MO=alar portion of the medulla oblongata, MS=medulla spinalis, I=nervus olfatorius, II=nervus opticus, III=nervus oculomotorius, IV=nervus trochlearis, V=nervus trigeminus, VI=nervus abducens, VII=nervus facialis, VIII=nervus octavus or vestibularis, IX=nervus glossopharyngeus, X=nervus vagus, La=olfactory lamella, LLA=nervus linea lateralis anterior, LLP=nervus linea lateralis posterior, OB=olfactory bulbs, Of=olfactory organ, OT=optic tectum, Te=telencephalon, TL=torus lateralis, Tol=nervus tractus olfactorius, and TC=truncus cerebri. Pointed lines indicate the anterior and posterior limits of the brain. Mesencephalon The chiasma opticum, where the fibers of the nervus opticus (II) cross the horizontal midline of the brain, is located ventrally in the mesencephalon, at the posterior half of the telencephalon and anterior to the optic tectum (Figs. 2 and 3). The optic tectum is located at the dorsal portion of the mesencephalon, anterolateral to the corpus cerebelli in dorsal view, about ventral to the corpus cerebelli in lateral view, dorsal to the lobus inferior hypothalami and the truncus cerebri in lateral view and posterior to the telencephalon in both dorsal and lateral views (Figs. 2 and 3). The optic tectum is composed by two bilaterally-bean shaped lobes, which contact both the corpus cerebelli (dorsally) and the lobus inferior hypothalami (ventrally). In dorsal view the medial horizontal axis of the optic tectum forms and angle of about 45° with the medial horizontal axis of the corpus cerebelli; in lateral view each lobe appears to be longitudinally elongated and almost oval in shape, with its maximum width at the medial portion (Figs. 2 and 3). In a 71.4% of the examined specimens belonging to the developmental stage 1 (<60.0 mm SL) the optic tectum (considering both lobes) was more voluminous than the corpus cerebelli, in medium sized specimens (60.0–80.0 mm SL) the optic tectum was more voluminous only in a 42.8% of the examined specimens, and in all but one specimen (i.e., 92.8%) belonging to the developmental stage 3 (>80.0 mm SL) the corpus cerebelli was, on the other hand, the more voluminous brain subdivision (also see the “Quantitative approach”). Rhombencephalon 38 The corpus cerebelli is located at the dorsal portion of the rhombencephalon, posterior to the optic tectum and anterior to the lobus facialis in dorsal view; in lateral view its anterior portion is located dorsal to the posterior portion of the optic tectum and its posterior portion is located dorsal to the eminentia granularis (Figs. 2 and 3). The corpus cerebelli is almost pear-like shaped in dorsal view, with its maximum width (at the posterior portion) almost twice the minimum width (at the anterior portion); in lateral view, its dorsal profile is relatively straight, without undulations; in dorsal view, its lateral and posterior margins are undulated (Figs. 2 and 3). The eminentia granularis is usually inconspicuous in smaller specimens (<60.0 mm SL) but conspicuous in larger specimens (>80.0 mm SL; Figs. 2 and 3); it is located at the dorsal portion of the rhombencephalon, posterolaterally to the corpus cerebelli and lateral (at the outer side) to the lobus facialis (Figs. 2 and 3). In lateral view, the eminentia granularis is vertically elongated and almost oval in shape, with its vertical middle axis forming an angle of about 60° with the medial horizontal axis of the optic tectum (Figs. 2 and 3). In smaller specimens (<60.0 mm SL) the eminentia granularis is located in an anterior position [contrary, in larger specimens (>80.00 mm SL) it is located in a posterior position] and ventral to the corpus cerebelli in lateral view (Figs. 2 and 3). The lobus facialis is located at the dorsal portion of the rhombencephalon, posterior to the corpus cerebelli, anterior to the lobus vagi, and mesial to the eminentia granularis in dorsal view; in lateral view the lobus facialis is located dorsal to the truncus cerebri (Figs. 2 and 3). The lobes of the lobus facialis are approximately oval in shape, their longitudinal middle axis form an angle of about 160° and they do not contact one another (Figs. 2 and 3). The lobus vagi, located immediately posterior to the lobus facialis, at the dorsal portion of the rhombencephalon, is composed of two “quotation mark” shaped lobes; the anterior portion of each lobe is conspicuously intumescent and their posterior portions are in contact forming a horseshoe-shaped structure (Figs. 2 and 3). The alar portion of the medulla oblongata, located immediately posterior to the lobus vagi, is composed of two almost oval-shaped structures (in dorsal view) contacting the medulla spinalis at the distal margin; the posterior portion of the alar portion of the medulla oblongata is slightly smaller than the anterior portion and both are conspicuously intumescent (Figs. 2 and 3). 39 Figure 3. Intraspecific variation on the brain of R. heteroptera; Machado River basin, Madeira River drainage, Rondonia, Brazil. (A, B, C) DZSJPR 016730, 38.75 mm SL; (D) dorsal, (E) lateral (left side) and (F) ventral views. (D, E, F) DZSJPR 014771, 54.31 mm SL; (D) dorsal, (E) lateral (left side) and (F) ventral views. (G, H, I) DZSJPR 014549, 97.29 mm SL; (G) dorsal, (H) lateral (left side) and (I) ventral views. Scale bar=2 mm. The truncus cerebri is ventrally located in the brain, between the posterior portion of the mesencephalon and the anterior portion of the medulla spinalis; it is comprised by both the mesencephalon and the rhombencephalon (Figs. 2 and 3). Most cranial nerves exit/enter their efferent/afferent fibers, respectively, in this area, except, as detailed above, for the nervus olfactorius and the nervus opticus. The cranial nerves leaving or entering to the truncus cerebri include: the nervus oculomotorius (III), the nervus trochlearis (IV), the nervus trigeminus (V), the nervus facialis (VII), the nervus octavus or vestibularis (VIII), the nervus glossopharyngeus (IX), the nervus vagus (X) and the nervus linea lateralis anterior and posterior (Figs. 2 and 3); all these nerves are “unspecialized” and do not present apparent external hypertrophy (Figs. 2 and 3). The nerves III–V and VII and the nervus linea lateralis anterior exit/enter their efferent/afferent fibers at the anterior-ventral portion of the rhombencephalon, at approximately the mid-point of the corpus cerebelli; the nervus octavus and the nervus linea lateralis posterior enter their afferent fibers at the 40 medial-ventral portion of the rhombencephalon; and the nervus glossopharyngeus and the nervus vagus exit/enter their efferent/afferent fibers, respectively, at the postero-lateral portion of the rhombencephalon, at approximately the mid-point of the lobus vagi (Figs. 2 and 3). 2.5.2. Sexual dimorphism and ontogenetic variation in the number of lamellae on the olfactory organs and in the total brain size and mass and brain subdivisions volumes in Rineloricaria heteroptera (Quantitative approach) No significant differences in the number of lamellae between both left and right olfactory organs were recorded in the specimens examined (t41 =0, p=1). On the other hand, significant differences on the average number of lamellae (considering both left and right olfactory organs in each specimen) were recorded between specimens of different developmental stages (F2, 41=103.60, p <0.05); i.e., smaller specimens (<60.0 mm SL) presented lower average lamellae counts (12–15, mean 13.7, mode 15), whereas larger specimens (>80.0 mm SL) presented greater average lamellae counts (22–24, mean 22.8, mode 23). Contrary, sex and the interaction between both sex and developmental stage did not show a significant effect on the average number of lamellae (F1, 41=0.03, p=0.85 and F1, 41=0.03, p=0.97, respectively); i.e., no differences were observed among sexes, both in general and within each developmental stage. Both total brain length and mass showed a negative allometric scaling against body length (SL) and mass, respectively (Figs. 4 and 5). Total brain lengths and masses varied from 4.10 mm (in an early juvenile specimen of 35.48 mm SL) to 8.11 mm (in an adult specimen of 114.42 mm SL) and from 3.23 mg (in an early juvenile specimen with a body mass of 200 mg) to 23.87 mg (in an adult specimen with a body mass of 5700 mg; see Table 1); i.e., while largest specimens had a body length and mass that was nearly 3.3 and 28.5 times greater than that of the smallest specimens, over this same range of body lengths and masses the brain length and mass increased only by 2.0 and 7.4 times respectively. The OLS linear regression equations, ± standard error of mean (SEM), describing these relationships were: y=0.481±0.032 * x – 0.101±0.059 (r2=0.84), for the LOG brain length vs. LOG SL relationship (Fig. 4), and y=0.441±0.027 * x – 2.045±0.011 (r2=0.87), for the LOG brain mass vs. LOG body mass relationship (Fig. 5); in both cases, no differences in 41 the relative growth of the brain were observed among developmental stages or sexes, both in general and within each developmental stage; i.e., neither of the fixed factors, or the interaction between them, was a significant predictor of the brain length or mass change along growth (Table 2). Figure 4. Regression analysis (OLS) of the LOG brain size (length) on the LOG body size (length) in R. heteroptera. Developmental stages are denoted with different color symbols (Green=early juveniles, i.e. <60.0 mm SL; Blue=late juveniles, i.e. 60.1–80.0 mm SL; and Red=adults, i.e. >80.0 mm SL); females are represented by closed symbols, males are represented by open symbols. As previously stated, OLS linear regressions also were used to assess the scaling relationships for each brain subdivision (i.e., olfactory bulbs, telencephalon, optic tecta, hypothalamus, corpus cerebelli, facial lobe, vagal lobe and alar portion of the medulla oblongata), using the corrected total brain volume as independent variable; the resultant regression equations and lines for these relationships are presented and illustrated in the Table 3 and the Figure 6, respectively. The 95% bootstrapped confidence intervals for the allometric coefficient values for each regression equation (see Table 3) revealed that the slopes of the regression lines for 42 Table 2. Results of the ANCOVAs evaluating the effect of the body length (SL) and the body mass (BW), as the covariates, and the sex, the developmental stage and the interaction between them (i.e. sex*developmental stage), as the factors, on the scaling of the overall brain length (T-L) and brain mass (T-W) in R. heteroptera. Significant p values are denoted with an asterisk (*). Brain variable Specimen variable (SL or BW) Sex Developmental stage Sex*Developmental stage F1,35 p F1,35 p F2,35 p F2,35 p T-L 202.877 <0.001* 0.018 0.894 0.432 0.653 0.605 0.552 T-W 271.817 <0.001* 0.073 0.787 0.709 0.499 2.032 0.146 Table 3. Slopes or "allometric coeffients" (a) and intercepts or "allometric components" (b), with their respectives ± standard error of mean (SEM) and 95% bootstrapped confidence intervals (CIV; N=1999), and correlation values (r2), with their respective associated "p" value, of the OLS linear regressions lines for the eigth major brain subdivisions volumes (vs. corrected total brain volumes) in R. heteroptera. Other abreviations: Ce=corpus cerebeli, Hy=hypothalamus, LobVII=lobus facialis, LobX=lobus vagi, MO=medulla oblongata (alar portion), OB=olfactory bulb, OT=optic tectum, Te=telencephalon. Brain subdivision a ± SEM CIV b ± SEM CIV r2 p OB 1.9620 ± 0.1303 (1.5640, 2.2781) -2.5942 ± 0.1360 (-2.9471, -2.1596) 0.8500 0.0001 Te 0.8967 ± 0.0489 (0.7991, 0.9955) -0.5483 ± 0.0474 (-0.6455, -0.4558) 0.8935 0.0001 OT 0.8117 ± 0.0381 (0.7333, 0.8880) -0.2731 ± 0.0352 (-0.3422, -0.1978) 0.9191 0.0001 Continued on the next page…. 43 Brain subdivision a ± SEM CIV b ± SEM CIV r2 p Hy 0.9926 ± 0.0575 (0.8367, 1.1421) -0.5722 ± 0.0549 (-0.7200, -0.4217) 0.8816 0.0001 Ce 0.9732 ± 0.0536 (0.8491, 1.1148) -0.3983 ± 0.0492 (-0.5345, -0.2790) 0.8916 0.0001 LobVII 1.7094 ± 0.0702 (1.5568, 1.8531) -2.4784 ± 0.0735 (-2.6414, -2.3072) 0.9369 0.0001 LobX 1.8532 ± 0.0880 (1.6613, 2.048) -2.8578 ± 0.0924 (-3.0743, -2.6417) 0.9172 0.0001 MO 1.8971 ± 0.0837 (1.6996, 2.0604) -2.9492 ± 0.0880 (-3.1273, -2.7341) 0.9632 0.0001 Table 4. Results of the ANCOVAs evaluating the effect of the corrected total brain volume, as the covariate, and the sex, the developmental stage and the interaction between them (i.e. sex*developmental stage), as the factors, on the scaling of each brain subdivision volume in R. heteroptera. Significant p values are denoted with an asterisk (*). Abreviations: Ce=corpus cerebeli, Hy=hypothalamus, LobVII=lobus facialis, LobX=lobus vagi, MO=medulla oblongata (alar portion), OB=olfactory bulb, OT=optic tectum, Te=telencephalon. Brain subdivision Total brain volume Sex Developmental stage Sex*Developmental stage F1,35 p F1,35 p F2,35 p F2,35 p OB 241.589 <0.001* 2.462 0.126 0.266 0.768 2.316 0.113 Te 304.305 <0.001* 0.185 0.670 0.258 0.774 0.287 0.752 OT 503.107 <0.001* 0.156 0.695 3.610 0.038* 0.943 0.399 Hy 355.804 <0.001* 3.622 0.065 2.334 0.112 2.246 0.121 Continued on the next page…. 44 Brain subdivision Total brain volume Sex Developmental stage Sex*Developmental stage F1,35 p F1,35 p F2,35 p F2,35 p Ce 317.908 <0.001* 1.252 0.271 0.636 0.536 0.564 0.574 LobVII 583.533 <0.001* 1.334 0.256 0.826 0.446 0.665 0.521 LobX 580.415 <0.001* 9.573 0.004* 2.269 0.118 1.624 0.212 MO 661.137 <0.001* 8.115 0.007* 3.759 0.033* 0.436 0.650 Table 5. Results for the first four components (PCs) of the PCA of the relative volume of eight brain subdivisions in R. heteroptera. Other abreviations: Ce=corpus cerebeli, Hy=hypothalamus, LobVII=lobus facialis, LobX=lobus vagi, MO=medulla oblongata (alar portion), OB=olfactory bulb, OT=optic tectum, Te=telencephalon. Factor/Brain subdivision PC 1 PC 2 PC 3 PC 4 Variance explained, proportion (%) 42.49 24.23 18.77 9.04 Variance explained, cumulative proportion (%) 42.49 66.72 85.48 94.53 Relative loadings OB 0.621 0.187 0.086 -0.077 Te -0.092 0.412 0.412 -0.633 OT -0.456 0.047 0.341 0.567 Hy 0.020 0.385 -0.787 0.096 Ce 0.059 -0.802 -0.135 -0.276 Continued on the next page…. 45 Relative loadings LobVII 0.387 -0.031 0.142 0.183 LobX 0.350 0.000 0.156 0.266 MO 0.347 -0.014 0.156 0.285 Table 6. Results of the PERMANOVA test for statistical significance between groups of the Loricariidae, based on the PCoA using a total of 88 binary or multistate, non-ordered characters describing its gross brain morphology. Pairwise comparisons; F and Bonferroni-corrected p (Bp) values. Abbreviations: TG=Taxonomic group; De=Delturinae; Hp=Hypoptopomatinae; Hy=Hypostominae; LF=Loricariinae, Loricariini, Farlowellina; LH=Loricariinae, Harttiini; Li=Lithogeninae; LL=Loricariinae, Loricariini, Loricariina; Ne=Neoplecostominae; and Rh=Rhinelepinae. Bold numbers denotes a significant difference between groups. TG (F\Bp) De Hp Hy LF LH Li LL Ne Rh De - 0.014 0.306 0.036 0.346 1.000 0.004 0.083 1.000 Hp 1.427 - 0.004 0.004 0.004 1.000 0.004 0.004 1.000 Hy 1.675 1.415 - 0.004 0.004 1.000 0.004 0.004 1.000 LF 1.598 1.481 1.582 - 0.004 1.000 0.004 0.004 1.000 LH 1.595 1.338 1.480 1.446 - 1.000 0.004 0.007 1.000 Li 1.499 1.126 1.363 1.334 1.257 - 1.000 1.000 1.000 LL 1.514 1.530 1.505 1.522 1.448 1.236 - 0.004 1.000 Ne 1.471 1.358 1.419 1.480 1.446 1.208 1.498 - 1.000 Rh 1.379 1.031 1.147 1.161 1.188 1.471 1.101 1.074 - 46 most of the brain subdivisions (with exception of those from the hypothalamus and the corpus cerebelli) were significantly different from zero, indicating allometric growth (vs. isometric growth). The slopes of the regression lines for the olfactory bulbs and the medulla oblongata subdivisions were both >1, indicating that these brain subdivisions grow more quickly than the rest of the brain (i.e., they show a positive allometry), and the slopes of the regression lines for the telencephalon and the optic tecta were both <1, indicating negative allometry. Moreover, comparisons of the confidence intervals for the allometric coefficient values of the different regression equations (see Table 3) revealed that the slopes for the olfactory bulbs and the medulla oblongata subdivisions were not significantly different from each other, but they were significantly different from the slopes for all other brain subdivisions, indicating some degree of tachyauxesis of these subdivisions against the entire brain. The results of the eight independent two-way ANCOVAs, performed on the same dataset, revealed that, as expected, the (corrected) total brain volume was the most significant predictor of the volume of each one of the eight brain subdivisions analyzed (Table 4). In addition, the developmental stage and sex, but not the interaction between them, proved to be significant predictors of the volume of the optic tectum and the alar portion of the medulla oblongata and of the vagal lobe and the alar portion of the medulla oblongata, respectively (see Table 4). As also mentioned and illustrated below, smaller specimens (<60.0 mm SL) showed proportionally greater (more voluminous) optic tecta and proportionally smaller (less voluminous) medulla oblongatas than adults (>80.0 mm SL), whereas, males showed proportionally larger (more voluminous) vagal lobes and alar portions of the medulla oblongata than females. The PCA of the relative volume of the eight brain subdivisions separated relatively well in the multidimensional space the three age groups previously defined; contrary, no apparent differences in the clustering of the samples were recorded considering boths sexes, both in general and within each developmental stage (Fig. 7). The relative importance of the first four components and the relative loadings of each variable in each component are showed in Table 5. The first component (PC1), explaining 42.5% of the overall variance, was associated with high loadings for the olfactory bulbs volume, and, secondarily, for the medulla oblongata subdivisions volumes (i.e., the facial and vagal lobes and the alar portion), and separated relatively well adults (>80.0 mm SL), which presents relatively large olfactory bulbs 47 and medullary systems, from early juveniles (<60.0 mm SL), which presents, in contrast, relatively larger optic tecta (showing negative values in PC1; see Table 5). The second component (PC2), explaining 24.2% of the overall variance, was associated with positive loadings for the telencephalon and the hypothalamus volumes and with negative values for the corpus cerebelli volume; however, the PC2 did not separate juveniles from adults. Figure 5. Regression analysis (OLS) of the LOG brain mass on the LOG body mass in R. heteroptera. Developmental stages are denoted with different color symbols (Green=early juveniles, i.e. <60.0 mm SL; Blue=late juveniles, i.e. 60.1–80.0 mm SL; and Red=adults, i.e. >80.0 mm SL); females are represented by closed symbols, males are represented by open symbols. 2.6. DISCUSSION 2.6.1. Sexual dimorphism in the brain of Rineloricaria heteroptera and its ecological implications 48 Most species of Rineloricaria, including R. heteroptera, show a remarkable external sexual dimorphism, characterized by the presence (in males) of thickened and curved pectoral-fin spines as well as of numerous odontodes along the sides of the head, the pectoral-fin spines and the predorsal area (ISBRÜCKER & NIJSSEN, 1976, 1992; RAPP PY-DANIEL & COX-FERNANDES, 2005). These anatomical modifications are usually utilized in agonistic behaviors including intraspecific displays and combats (ISBRÜCKER & NIJSSEN, 1976, 1992), and, as expected, should reflect in brain morphology leading to sexual dimorphism (PARHAR et al., 2001). In contrast to the expectated, no sexual dimorphism was found in the relative volume of the most of the examined brain subdivisions along development or independently of this (Figs. 6 and 7). Significant differences in the average volume of the brain subdivisions among sexes, independently of the developmental stage, were detected only for the vagal lobe and for the alar portion of the medulla oblongata (see above). Interestingly, other studies examining the gross brain morphology of some species of neotropical catfishes (e.g., PUPO, 2011; ABRAHÃO & SHIBATTA, 2015; ROSA, 2015), cyprinids (Cyprinidae, Cypriniformes; e.g., EVANS, 1931), and cichlids (Cichlidae, Perciformes; e.g., VAN STAADEN et al., 1995), which are known to exhibit a marked external sexual dimorphism, also do not report sex linked differences in most of the examined brain subdivisions along development. These results could suggest, as noted by previous authors (e.g., VAN STAADEN ET AL., 1995; PARHAR et al., 2001; GONZALEZ-VOYER et al., 2009), that sexual external dimorphic characters, and related behaviors, have none or little direct impact on the external brain morphology of these fishes (at least for the great majority of brain subdivisions). On the other hand, as also suggested by previous authors (e.g., LANDE, 1980; VAN STAADEN et al., 1995; GONZALEZ-VOYER et al., 2009), environmental and ecological factors, which are expected to impose similar selective pressures on both sexes, at each different developmental stage, could be more important in shaping brain morphology, explaining in part the absence of sexual dimorphism in most brain subdivisions. MARTINS & LANGEANI (2011) studied the brain morphology of members of the Hypoptopomatinae (Loricariidae) and reported wider nostrils in males of some genera and species within the subfamily; however, these authors did not mention any difference in the olfactory organs, and/or other related brain subdivision, nor discuss its possible(s) ethological or ecological implications. MARTINS et al. (2014) and 49 ROSA (2015) reported some additional dimorphic neuroanatomical characters in members of the subfamily (i.e., larger olfactory organs and a greater number of olfactory lamellae in males of some species), but, again, they do not refer to other brain subdivision nor discuss its possible(s) ethological or ecological implications. The anatomical differences reported in members of the Hypoptopomatinae by previous authors, which are possibly related to mate location (see GIBBS, 1991; ARIF, 2011), were not observed in R. heteroptera. However, as noted above, differences in the average volume of the vagal lobe and of the alar portion of the medulla oblongata were observed among sexes. Figure 6. Allometric scaling relationships (volume vs. volume OLS regression lines) for the eigth major brain subdivisions [Ce=corpus cerebeli, Hy=hypothalamus, LobVII=lobus facialis, LobX=lobus vagi, MO=medulla oblongata (alar portion), OB=olfactory bulb, OT=optic tectum, Te=telencephalon] in R. heteroptera. Developmental stages are denoted with different color symbols (Green=early juveniles, i.e. <60.0 mm SL; Blue=late juveniles, i.e. 60.1–80.0 mm SL; and Red=adults, i.e. >80.0 mm SL); females are represented by closed symbols, males are represented by open symbols. 50 Medulla oblongata subdivisions are usually associated to the gustative perception, receiving sensory information from taste buds present in the barbels, mouth, pharynx and gill arches (MEEK & NIEUWENHUYS, 1998; ABRAHÃO & SHIBATTA, 2015). Differences in the average volume of these medullary subdivisions among sexes can be associated to possible differences in the perception and use of food resources and foraging strategies at the intraspecific level (EVANS, 1931; ATEMA, 1971). In addition, because several species of Loricariidae shows a remarkable “bucal” paternal care, including R. heteroptera (see TAYLOR, 1983; GROSS & SARGENT, 1985; MARCUCCI ET AL., 2005; RAPP PY-DANIEL & COX-FERNANDES, 2005), brain modifications on medullary subsystems such as the lobus vagi and the alar portion, also could be associated with increased sensitive capacities and/or specialized behaviors related to the care of the progeny [e.g. the males of some species of Loricaria and Loricariichthys (not being the specific case of R. heteroptera) exhibit an accentuated sexual dimorphism during the reproductive season characterized by an increase on the size and structural complexity of some oral structures, such as the lips (see TAYLOR, 1983; RAPP PY-DANIEL & COX- FERNANDES, 2005); additionally, members of these two genera, have massive vagal lobes, generally much more developed than in other members of Loricariidae (Rosa, 2015)]. However, it is difficult to do more than speculate on the factors behind the apparent differences in the volume of some brain subdivisions among sexes considering the absence of both detailed life history data for the species under study as well as information on the role of the senses in both immature and mature specimens, both males and females. 2.6.2. Ontogenetic variation in the brain of Rineloricaria heteroptera and its ecological implications Teleost fish brains grow in a negative allometric relationship to the body (GEIGER 1956; RIDET et al., 1977; BRANDSTÄTTER & KOTRSCHAL, 1990; VAN STAADEN et al., 1995), and, according to the results of this study (see Figs. 4 and 5), R. heteroptera is not an exception to this pattern. Brain growth patterns similar to that described here for R. heteroptera, i.e., total brain length/mass as dependent variable of total body length/mass, have also been documented in some members of the Cyprinidae (GEIGER, 1956; BRANDSTÄTTER & KOTRSCHAL, 1990; 51 KOTRSCHAL et al., 1990; 1998; KOTRSCHAL & PALZENBERGER, 1991), Macrouridae (WAGNER, 2003) and even in elasmobranch fishes (LISNEY et al., 2007). Additionally, in most of these published cases, as also found for R. heteroptera, the measurements related to the brain as a whole (i.e., total brain length, total brain width and total brain height) as well as those related to the corpus cerebelli, optic tectum and the medulla oblongata, were usually the most variables. Moreover, the regression lines reported demostrated that the brain of R. heteroptera, as also described for most teleost and non-teleost fish taxa (see KOTRSCHAL et al., 1990; 1998; WAGNER, 2003; LISNEY et al., 2007; 2017; among others), displays an indeterminate growth. Specific growth rates for each one of the brain subdivisions in R. heteroptera, expressed as volume vs. volume relationships, were relatively constant and the slopes of the growth